Securities and Exchange Commission

Results: 36084



#Item
961

UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release NoMay 6, 2015 INVESTMENT COMPANY ACT OF 1940

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Source URL: www.sec.gov.

- Date: 2015-05-06 12:17:43
    962

    SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NYSEMay 12, 2015 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule C

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    Source URL: edgar.sec.gov

    - Date: 2015-05-12 12:54:04
      963

      SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NYSEArcaApril 23, 2015 Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change to Eliminate Addition

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      Source URL: www.sec.gov

      - Date: 2015-04-23 19:19:17
        964

        Alphabetical Listing by Company Name: Number of Foreign Companies Registered and Reporting with the U.S. Securities and Exchange Commission

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        Source URL: edgar.sec.gov

        - Date: 2014-07-09 13:01:52
          965

          SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-CBOEMay 11, 2015 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness

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          Source URL: edgar.sec.gov

          - Date: 2015-05-12 10:41:14
            966

            UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release NoMay 11, 2015 ADMINISTRATIVE PROCEEDING

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            Source URL: www.sec.gov

            - Date: 2015-05-11 13:55:28
              967

              VIA EMAIL February 1, 2013 Ms. Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, N.E.

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              Source URL: www.sec.gov

              - Date: 2013-02-05 16:33:28
                968

                UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoMay 6, 2015

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                Source URL: www.sec.gov

                - Date: 2015-05-06 12:33:35
                  969

                  SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NYSEMKTMay 13, 2015 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modify

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                  Source URL: www.sec.gov

                  - Date: 2015-05-14 06:17:44
                    970

                    SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No; File NoTennenbaum Opportunities Fund V, LLC, et al.; Notice of Application October 20, 2014 Agency: Securities and Exchange Commi

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                    Source URL: www.sec.gov

                    - Date: 2014-10-21 07:45:03
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